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One of the things that has created huge problems for this kind of re-thinking is the deeply rooted distrust of ‘highfalutin’ theory and especially metaphysics in the mainstream of science and in the dominant schools of the philosophy of science. This contempt for metaphysics can be found in Hume’s advice to “commit it to the flames” and it has come down to us in the line of thought that is often called British empiricism even though its strongest expression appeared in the logical positivism of the Vienna Circle. Alfred Ayer brought logical positivism back to England and he launched it in the English-speaking world with his book “Language Truth and Logic”.
An exploration of critical rationalism. One of the things that has created huge problems for this kind of re-thinking is the deeply rooted distrust of. Kilauea; Mount Etna; Mount Yasur; Mount Nyiragongo and Nyamuragira; Piton de la Fournaise; Erta Ale.
This made no impression before WWII but it caught a wave of iconoclasm among the host of new students who flooded the universities after the war. The movement began to spread beyond Europe in the late 1930s as the members of the Vienna Circle, many of them Jewish, fled for their lives.


In was promoted with great zeal in the United States, led by Carnap and Hempel, under the revised brand name “Logical Empiricism”. “The first time I sat down in the ‘caf’ at Melbourne University I asked politely ‘Would you please pass the salt?’ My neighbour, a gifted woman, looked at me with the eye of the saved for the damned and said. ‘I don’t know what you mean.’ I decided to listen to what was going on. In the ensuing weeks I picked up a new vocabulary. I often heard the word ‘tautology’: that, I gathered, was a sin against the Holy Ghost. I heard the phrase ‘non sequitur’.
I was often asked: ‘Is that a verifiable proposition?’”. “The dismissal of metaphysics as mere fancy, ethics as a waste of words, left a vacuum, not to be filled by philosophy reduced to a narrow edge and its ally, science. It may be objected that logical positivism is highly technical and difficult, not for the general public. But any doctrine – and especially one that is new, original, and as irreverent and ruthlessly intolerant as any undergraduate would wish it to be – cannot be brilliantly expounded to some of the brightest young men in twenty or thirty universities without having some effect both inside and outside those universities. A certain atmosphere was createdthat seemed to narrow and chill the mind.”. Secondly, a whole array of important principles, topics, theories and discourses were thrown into the bin of “meaningless nonsense”. In this bin we find ethical, moral and political principles, that is, the principles that determine the way we live our lives and attempt to organise our social and political arrangements.
We also find the principles of method or (in more learned language) “methodology” the spoken and unspoken maxims of procedure and protocol in scholarship and research. And we also find, at a deeper level, the metaphors, themes and presuppositions which dictate the questions that we ask about our subject matter and what sort of theories and explanations are acceptable as possible answers to those questions. Clearly, civilised life and progressive research are unlikely to prosper if all the above matters are ruled out of court as “meaningless”. Most people did not adopt the tenets of positivism and the positivists themselves had to find some way around their own doctrines.
However, anyone who tried to obtain sustenance from what was supposed to be the latest in rigorous philosophical thinking could only be confused and frustrated, in precise ratio to their efforts to make sense out of the doctrines of the positivists. Jorg Guido Hulsmann, Mises: The Last Knight of Liberalism. Mises Institute, Auburn, Alabama, 2007. Hardback, 1150 pp, index. Jorg Guido Hulsmann, professor of economics at the University of Angers in France has written a monumental biography of Ludwig von Mises.
Running over 1100 pages there is space for generous coverage of the historical and intellectual background and close attention to his major works and the salient features of his private life and social relations. Mises (1881-1973) is one of the sleeping giants of the 20th century. For many decades he was the leader of the “Austrian school” of economics and social thought but he is scarcely a household name, even among economists and classical liberals where he should be well known and appreciated. It is appropriate that he lived almost from the time that Carl Menger published the book that launched the Austrian school to the year before the conference at Royalton in the US that signalled the revival of the tradition. The Austrians adopt an evolutionary or ecological approach to social and economic systems to emphasise the role of individual initiative and planning in a framework of traditions, organizations and institutions (especially markets). They were virtually buried in professional circles by the rise of Keynes and mathematical economics.
Being skeptical of mathematics and robust free traders they were dismissed for many years as unscientific and reactionary. A head count in the professional association in the US indicated that they are out-numbered by other schools by 50 to 1, despite robust growth since the revival of the 1970s.
The first quarter of the book is Young Ludwig and The Austrian School. This sketches the social, political and intellectual context for his life and work, including an endearing portrait of Carl Menger, the founder of the school. The second quarter is Officer, Gentleman, Scholar, covering the start of this career, his first major scholarly works on monetary theory, socialism and the politics of nationalism, and his involvement with Max Weber in the politics of the social science society. The third is Mises in his Prime including the years he spent in Geneva with the opportunity to address intellectual issues without the distraction of a bureaucratic day job.
The fourth is Mises in America, from 1940 to 1973, a time when the school was practically invisible. This includes some little-known insights on the internal strains of the Mont Pelerin Society and some gossip from the Ayn Rand circle in New York which for a time included libertarians like Murray Rothbard and also von Mises. When he was born the Austro-Hungarian empire encompassed Austria, Hungary, Slovakia, the Czech Republic, as well as parts of present-day Poland, Romania, Italy, Slovenia, Croatia, Bosnia and Herzegovina, and Serbia and Montenegro. After World War I the empire was dismembered in the name of national self-determinism, and so the Balkans were balkanised, laying the foundations for further conflagrations up to the present day. The glory of the empire at its height can be seen from the number and size of the public buildings, monuments and museums in Old Vienna today.
Writers, scholars, administrators, entrepreneurs and revolutionaries moved backwards and forwards between the major centres of the empire. They created a rich tradition of culture and learning that was multicultural in a way that is scarcely comprehensible to Anglo-Saxons. With at least ten languages in the empire, they fed on the thoughts of Russians, Poles and Germans with the same facility that they absorbed ideas from England and France, thought their accents betrayed them when they fled to safety in the west during the 1930s. Some of the most important threads of modern thought passed through Vienna, not necessarily through the university but also through the coffee shops and private seminars. The best known were the circles of Schoenberg (progressive music) and the Vienna Circle of logical positivists.
Others included a Freud group and seminars convened by Ludwig von Mises, Karl Menger (son of the great economist) and Richard Mises (brother of Ludwig). Mises was born of Jewish parents in Galica, now located in the Ukraine. His father was an engineer and his brother Richard was a physicist and mathematician.
The family moved to the ancestral home in Vienna where he took a doctorate in law. In 1903 he read Carl Menger’s classic book The Principles of Economics (1871) and he recorded that this experience “made an economist of me”. In 1906 he took a doctorate in economics and from 1909 to 1934 he worked in the Austrian Chamber of Commerce, much of the time as the chief of the finance department, giving advice to the Government on monetary and financial policy. During the Great War when he served with the artillery in the Ukraine, suffered minor injuries and collected seven war service medals. The first of his three major books was The Theory of Money and Credit (1912) which applied the concept of marginal utility to money and also set forth the first version of the Austrian theory of the trade cycle.
In 1913 he was appointed as a Professor at the university, not a paid post but one that entitled him to give lectures if he could attract an audience. Due to Menger’s inactivity during the 25 years before he died in 1921 and Boehm-Bawerk’s early death in 1914 it was left to Mises to consolidate the Austrian program, not by teaching undergraduate students but through his writing and his seminar where the leading lights included Hayek, Haberler, Machlup, Morgenstern in economics as well as Alfred Schutz and Felix Kaufman in sociology and philosophy. His next major work was Nation State and Economy (1919), written to analyse the destructive forces of nationalism and national self determinism that were abroad, the most obvious example being the dismantling of the remnants of the Austro-Hungarian empire. The idea was to liberate national, linguistic and racial groups from the yoke of empire but Mises saw things differently.
He believed that the local tensions between different groups could be handled in the framework of the empire, given free trade, free movement of people and a light hand of central administration. In the event the local tensions were increased by decentralization because the local minorities agitated to be released from the yoke of the local majority, or demanded the national frontier should be moved so they could join the majority in the adjacent state. In Socialism (1922) Mises launched a wide-ranging critique of the doctrines of central planning, the elimination of competitive markets and nationalisation of the means of production. For those with eyes to see, the ultimate collapse of the Soviet empire, and the failures of nationalisation elsewhere, did not come as a surprise. The Scandanvian nations do not refute the hypothesis because they maintain the private sector and largely open markets to fund their welfare provisions. There is an Australian connection with the English translation of Socialism.
The official translator was an economist named Jacques Kahane. Walking in a London park Kahane encountered the Australian journalist, bohemian and editor Brian Penton (1904-1951). He was in England, acting as business manager for Jack Lindsay’s Franfolico Press. Penton and Kahane became close friends, indeed he was an occasional house guest with Penton and his wife, and they both dedicated their first books to him. In the case of Penton this was the almost unreadable Landtakers (on line with the Gutenburg Project of Australia.
According to Penton’s biographer they collaborated in the translation and this encounter with the cutting edge of anti-socialist thought served Penton well when he challenged the pillars of the “Australian Settlement” (White Australia, tariffs and central wage fixing) in the 1940s. Mises saw what was likely to happen when Hitler came to power and he moved from Vienna to Geneva in 1934. When Hitler swallowed Austria some Nazi agents raided his apartment and stole his library.
He no longer felt safe in Switzerland and he moved on to the US in 1940. Through the 1920s and 1930s he wrote a series of papers on philosophical and methodological issues and it is interesting to recall this time when Mises spent his days trying to steer the Austrian economy and the nights grappling with the fundamentals of economics ( Grundprobleme der Nationalekonomie). Not far away Karl Popper taught high school maths and science, then went home to work on the fundamentals of scientific method ( Grundprobleme der Erkenntnistheorie). In Geneva Mises completed the German version of his most important work which later appeared in English as Human Action (1949).
Hulsmann has a chapter on The Epistemological Case for Capitalism, reflecting the importance that Mises assigned to the correct methods of investigation. Human Action begins with almost 200 pages of preliminaries including the doctrine that the laws of economics should be based on a priori meditations on the nature of human action. Mises thought that positivism and empiricism worked in the natural sciences but they would be the death of proper economics.
However this position adds no value to his economics and it renders his work suspect to other schools of thought that are dedicated to scientific methods. The book is outstanding as an intellectual biography and also as the story of a flesh and blood human being making his way through desperately troubled times. There are some nice human touches, like his professional rivalry with his younger brother and his extended courtship of an ex-actress Margit Sereny which only ended in marriage after his mother died. There is an exciting section on their escape to the US through France as the Germans moved in.
Mises learned to drive in middle age and he demonstrated more enthusiasm than skill. At least twice he almost drove off the road in the Alps and there were two other moderately serious accidents.
There are some stories about his argumentative social encounters with Ayn Rand. Hulsmann writes clearly and has done well to keep the story moving on several fronts. It is a remarkable work of scholarship, ten years in the making.
Someone counted over a thousand footnotes and the bibliography runs to 30 pages. He has been well served by the Mises Institute which published the book after one academic press rejected the manuscript for its size and another wanted to price the book well over $100US. It is available at a reasonable price and at a kilo in weight it is excellent value, pound for pound as we used to say. It is also a monument to the crafts of the printer and book binder with clear typeface, good sized font, wide margins, excellent paper and superb presentation all round. It will sit nicely on the shelf alongside Malachi Hacohen’s equally monumental biography of Karl Popper. It is probably available to read on line at the site of the Mises Institute.
Review of Malachi Hacohen, Karl Popper, The Formative Years, 1902-1945. Cambridge University Press, 2000.
Karl Popper almost came to the University of Sydney in 1945. Thumbsplus Pro 7.1 Download. John Anderson invited him to join the staff in Philosophy but Popper delayed his decision in the hope of an offer from the London School of Economics.
When that offer came Professor Anderson was spared the confrontation with a colleague as assertive and argumentative as himself. Popper died in 1994 at the age of 92 and this is the first comprehensive book to appear on his life and work, although he detailed account stopped halfway through Popper’s life. Hacohen is a historian based at Duke University and he has charted the evolution of Popper’s thinking with close attention to his intellectual influences and the explosive social and political tensions in Vienna which informed his thoughts on politics and ultimately prompted his flight to New Zealand. Over twenty years in the making, this is likely to be the standard reference for some time because the author had access to some recently opened archives and he also interviewed some longstanding colleagues of Popper such as Colin Simkin (from New Zealand) and John Watkins (of the London School of Economics) who are no longer with us.
The book has at least four different aspects, each of considerable interest. One is the reconstruction of Popper’s intellectual career as he groped towards his seminal work in the philosophy of science and politics.
The second is to give some impression of Popper the person, the being of flesh and blood who is practically invisible in his intellectual autobiography Unended Quest. The third is the recreation of the social and political milieu of Vienna, the life of high culture and intellectual achievement that thrived but finally expired under the volcano of fascism and anti-Semiticism. The fourth is Hacohen’s mission to reclaim Popper for the social democrats, to snatch him back from the clutches of the Cold War liberals and the New Right. So far as Popper the person is concerned, Hacohen had great difficulty in getting anywhere near the emotional roots of Popper’s life.
He was so much a man of ideas that everything else appeared to be secondary (after early thoughts of a career in music), including his own comfort and the convenience of anyone who had dealings with him. Hacohen reports that Popper worked for 360 days of the year, all day, without the distraction of newspapers, radio or TV.
Several times a month, even in old age, he worked all night and some friend such as Bryan Magee would get an early morning call from Popper, bubbling with excitement to report on his latest ideas. Popper lived well out of London near High Wycombe and when Magee gained Popper’s confidence he was invited to visit, taking the train to “Havercombe” (in Popper’s heavily accented English). When I made the trip to Havercombe, Popper arranged to meet me at the station, carrying a copy of the BBC Listener, presumably to pick him out from all the other elderly gentlemen of middle-European extraction who might be thronging the platform at 2.00 on a Wednesday afternoon. In the event, he left the magazine at home and the kiosk had sold out so he had to buy The Times and fold it to the size of the Listener. Of course he was the only person in sight apart from the Station Master. Popper, then aged 70, had what his research assistant tactfully described as a “very positive” attitude to driving. Fortunately it was not far to his home and there were few other cars on the road.
Safely home, our conversation laboured, and he frequently pushed a tray of choc-chip cookies towards me. Later he lamented to his assistant that I had eaten a whole weeks supply of his favorite cookies in one afternoon. These aspects of Popper are the other face of the man who some described as “the totalitarian liberal”. Magee endorsed the view that Popper’s personal behaviour often belied his liberal principles. In fairness, he added that Popper had to endure persistent and gross distortions of his ideas by philosophical and political opponents.
Hacohen has resoundingly corrected the rather odd view propounded by David Stove regarding the motivation for Popper’s challenge to orthodoxy in the philosophy of science. Stove suggested that this was done in the frivolous spirit of the Jazz Age, so if other people wanted scientific theories to be verified, highly probable and justified, Popper would have them falsified, improbable and conjectural. In fact it is difficult to imagine anyone more divorced from the spirit of the Jazz Age than the priggish, puritanical, non-smoking, non-drinking young Popper. Apparently his idea of a good time outside working hours was a session as a voluntary helper in Alfred Adler’s social work clinic in the slums of Vienna.
Following Tolstoy’s ideas on the dignity of manual labour Popper tried various jobs and he completed an apprenticeship to become a qualified cabinet maker. Apart from a teenage flirtation with the communist movement Popper’s nearest approach to radicalism was Arnold Schoenberg’s Society for Private Musical Performances which he attended out of a sense of duty to explore contemporary music. However, when he started serious writing for publication there was no time for that kind of distraction and often on weekends Popper would sit with his wife in a coffee shop writing drafts which she typed up on a portable typewriter.
Popper’s lack of progress in the community of professional philosophers needs to be understood against the background of the ideas that dominated Anglo-Saxon philosophy under the influence of Wittgenstein in his two phases. It needs to be remembered that the philosophy of science was not institutionalised in the 1920s and there was only a handful of academics in that field in the world.
The issues that are now addressed by some hundreds and maybe thousands of fulltime staff and students around the globe, were in those days the preserve of small groups of interested people, including working scientists, many of them outside the universities, like Charles Sanders Peirce and Bertrand Russell for much of their lives. Such was the Vienna Circle of logical positivists who gathered around Professor Moritz Schlick (1882-1936), Rudolph Carnap (1891-1970) and Otto Neurath (1883-1945). Their spiritual predecessor was Ernst Mach (1838-1916) a philosopher-physicist in the strong empiricist tradition of David Hume whose mission was to purge science of metaphysics and place it on the firm “positive” foundations of sensation. Few philosophers have had such a deep and wide-ranging influence. In Hacohen’s words “He virtually became the official philosopher of Viennese progressivism” (and far beyond) through his influence in psychology, physics (the young Einstein), literature (Robert Musil), painting (the Impressionists), social philosophy (Joseph Popper-Lynkus). They pursued Mach’s positivism, with Russell’s Principia their inspiration and Wittgenstein’s Tractatus providing the program. This was essentially a war on metaphysics by application of the strict “verificationist” definition of meaning.
They proposed that statements should be regarded as literally meaningless if they could not be confirmed or verified by evidence. The propositions of logic and mathematics were exempt from the requirement for verification on the understanding that they are true by definition and they do not pretend to convey information about the world.
The most obvious casualties of the verification principle were religion and moral principles, though there were others that were less obvious, including the principle itself and, most regrettably, the laws of science. When these laws are stated in their strong (universal) form they cannot be verified by any number of observations. This dilemma, with the unsolved problem of induction, represented twin “skeletons in the cupboard” of positivism, but still the circle gained worldwide influence, and they did institutionalise the philosophy of science with a series of conferences in the 1930s with the sponsorship of luminaries such as Bertrand Russell. Then the predominantly Jewish and left wing members of the circle had to scatter for their lives, like Popper himself, and they were dispersed far and wide by 1939. Manning Clarke recorded in his autobiography The Quest for Grace something of the flavour of encountering the crusading spirit of the positivists, round about 1940. The first time I sat down in the ‘caf’ at Melbourne University I asked politely ‘Would you please pass the salt?’ My neighbour, a gifted woman, looked at me with the eye of the saved for the damned and said.
‘I don’t know what you mean.’ I decided to listen to what was going on. In the ensuing weeks I picked up a new vocabulary. I often heard the word ‘tautology’: that, I gathered, was a sin against the Holy Ghost. I heard the phrase ‘non sequitur’. I was often asked: ‘Is that a verifiable proposition?
As the circle pursued their program in the 1930s two other forces loomed up on the horizon. One was an intellectual challenge from a young schoolteacher, the other was the lengthening shadow of the swastika. Popper’s career did not pursue any steady course through the 1920s. His father was ruined by the postwar inflation and Karl left home to live in a commune in an old army barracks. Decked in army surplus attire he attended courses in science and mathematics as an unmatriculated student at the university, eking out a living by coaching overseas students.
(Arthur Koestler was studying engineering at the university at the time, until he departed to support Zionism in Palestine). There was no prospect of a career and he engaged in socialist causes and social work. His early experience as a voluntary teacher with a group called the “Young Proletarians” was not inspiring. The working-class children were resistant and greeted the young teacher with loutish behaviour. Things improved after Popper challenged the leader of the roughnecks to a boxing match.
Eventually he found a place to train as a proper school teacher, in a newly formed Pedagogic Institute that was established to support Glockel’s school reform movement. There he learned philosophy and psychology from Karl Buhler (1879-1964), took on board Kant’s view on the projection of intellectual categories upon the world, moved his focus from the psychology of learning to the logic of theory formation and testing, and courted and married a fellow trainee-teacher. Josefine Henninger “Hennie” (1906-85) was a physical education teacher who became Popper’s greatest helper. Popper addressed a different problem from that of meaning and metaphysics because he was concerned with the difference between science, where evidence matters, and pseudo-sciences such as astrology where theories appear to be based on observations but are actually “unsinkable”.
His exemplar of science was Einstein’s theory which might have been refuted by a particular set of observations on the eclipse of the sun. Inspired by this example Popper advanced his criterion of falsifiability (testability) along with a set of conventions or “rules of the game” of science to ensure that the truth of theories can be tested by evidence. It is worth noting that testable statements are not confined to the “hard sciences” or even to the natural sciences, and Popper’s “rules of the game” can be applied to investigations in any field including history and literature. As for induction, Popper proposed that science could do without it, making its way by means of speculations controlled by criticism, especially the criticism of experimental or observational tests. On this account science is not an edifice based on observational foundations, it is more like a hot air balloon that is tethered to the “earth” of facts and observations by thin deductive threads.
These ideas on demarcation and induction formed slowly as Popper conducted endless discussions and debates with members of the inner Vienna Circle (Viktor Kraft and Herbert Feigl) and others on the periphery, such as Heinrich Gomperez. It was Herbert Feigl, after a nightlong session, who proposed that Popper should write a book.
Hacohen provides a dramatic account of the writing, revision and publication of Logik der Forschung in 1934, one of a series of monographs produced by the Vienna Circle (it appeared in English in 1959 as The Logic of Scientific Discovery). All manner of problems intruded, political tensions were on the rise, the inner Circle members were divided on the acceptability of the book, Popper’s first effort had to be cut almost in half, the editor procrastinated for months before reading the manuscript, Popper was madly impatient to get into print and rubbed everyone up the wrong way, there were paper shortages, other books to be considered for publication in the series.
Hacohen gives a lot of credit to the logical positivists of the Vienna Circle for putting up with Popper’s Steppenwolf-like activity, prowling on the fringe of the circle where Schlick, Carnap, Neurath et al. Huddled around their campfire, seeking warmth and consolation from the dying embers of the verification principle They accepted Popper’s book because most of them perceived that it had merit even if none of them really agreed with Popper’s turn from verification and induction to a theory of conjectural knowledge that may be tested but is never confirmed, or even assigned a numerical probability. In the background to all this intellectual activity there were ebbing and flowing tides of political revolution. The communists plotted, the anti-communists reacted, the socialists took control of the Vienna city council in democratic elections, the Jewish problem created ongoing tensions. Hacohen has a special interest in the Jewish problem and he may have overdone this part of the narrative but his account of the shifting balance of power between the rival forces is engrossing. Popper had huge admiration for many aspects of the socialists’ program but he despaired of their tactics – they talked violent revolution (though their moderate leadership did not believe in it) and this prompted a violent reaction which they were not sufficiently organised and resolute to match, even when they had the numbers to prevail. Against them were arrayed the conservative bourgeoisie and much worse elements of the kind that flocked to Hitler’s banner.
Eventually Hitler annexed Austria and all bets for civilisation were off. Those who could see the writing on the wall, like Popper and Ludwig Mises (Hayek’s teacher), escaped if they could. Mises fled to Switzerland, just before his apartment was raided. Popper’s teacher Karl Buhler was less fortunate, he was arrested and interned for some weeks until he had the chance to escape by walking over the border to attempt a new life in the United States. Later on Popper counted sixteen relatives who perished in the holocaust.
With Logik der Forschung launched, Popper’s focus shifted to politics and the social sciences. His major concern was the failure of Marxism to provide a bastion against the rise of fascism and he attributed this more than anything to an intellectual error, namely the doctrine of historical inevitability.
He labeled this “historicism” and he returned to his notes on “the poverty of historicism” in 1938 when he was settled at Canterbury College, Christchurch. By that time he was writing in English and his closest colleague was Colin Simkin, a young NZ economist (aged 26 when he met Popper). Popper had a low opinion of the social sciences although he thought that mathematical economics had turned the corner, an opinion based on almost complete ignorance of the field. He relied heavily on the young Simkin for an introduction to the innovations of Keynes and for advice on the capacity for social engineering by democratic governments to control major problems such as monopolies and mass unemployment. In return for this dubious assistance, he offered Simkin the advice to develop his mathematical skills in order to pursue the path of macroeconomic modeling. This advice turned out to be a something of a disaster for Simkin because it seems that this lifelong project failed to bear fruit. Simkin later came to the University of Sydney to assist in the battle against the Marxists in the Department of Economics.
Despite all the pressures of the times, the loneliness and isolation of New Zealand, the dreadful news from home, the threat of the Japanese advance, his teaching load and problems with his Professor (described in Roger Sandall’s book The Culture Cult), The Open Society and its Enemies was eventually written and dispatched. This book can be seen as a kind of “Battle of Britain” in the world of ideas, a desperate counterpart to the struggle where young men daily took to the air in the skies over the South of England with the future of civilisation virtually in their hands. On the other side of the world a relatively young Karl Popper patrolled the stratosphere of the world of ideas, confronting those from Heraclitus and Plato to the present day whose ideas he thought were undermining the cause of freedom and the open society. Like the young men in their Hurricanes and Spitfires, he did not fly in vain. The Open Society joined Hayek’s The Road to Serfdom to provide twin pillars of resistance to totalitarian thinking post WWII.
The Open Society and its Enemies is a monumental defence of democratic principles and a demolition of many pervasive ideas that render our traditions of rationality and tolerance dangerously fragile under the pressure of social and political crises. Chief among these is the utopian impulse to recreate society in the image of someone’s dreams. There is some debate as to whether Popper’s dramatic view of science as a succession of revolutions is consistent with the relative conservatism of his political philosophy.
In fact there is no conflict because both garments are cut from the same cloth of critical rationalism, the spirit of criticism, respect for arguments, for the truth and for the rights of individual people. In view of Hacohen’s plea to the socialists of the world to rally behind the ideas of Popper it is essential to work out whether Popper provides support or resistance to policies of state intervention along socialist or social democrat lines.
Popper is generally regarded as a social democrat because he supported state intervention to counter monopolies and unemployment, to protect the economically weak from the economically strong. To assess the legitimacy of Hacohen’s claim on Popper it is helpful to examine the impact of Hayek on Popper, and also to consider some of the implications of Popper’s ideas that he never followed to their logical conclusion. Briefly, it appears that when Popper’s views are adjusted to take account of his misunderstanding of the nature of monopoly and the real causes of unemployment, his basic principles place him with minimum state liberals or even libertarians. The important assumption here is that the mass unemployment of the 1930s was caused by injudicious state intervention (by minimum wage laws, by central banks and tariff barriers etc), and by excessive trade union power, not by the inherent instability of free markets. Hacohen describes Popper’s correspondence from Hayek which commenced in 1943 while The Open Society was still in manuscript.
Hayek’s reaction was gratifying but he took fright at Popper’s language of social technology and social engineering because he (Hayek) had identified the enemy, even more than the historicist, as the constructivist rationalist (the coercive utopian) who thought he could impose a pattern upon the organisation of a whole economy, like an engineer working from a blueprint. Popper was concerned with freedom and he was equally concerned with human suffering and deprivation, after his formative years surrounded by the abject poverty in Austria after the Great War. Like the Prince of Wales visiting the out of work Welsh miners during the Great Depression, he knew “Something has to be done!” For this reason he reserved the right of the state to intervene so that the economically powerless could not be exploited by the economically powerful. He was a free trader in goods because he recognised that under monopoly, the consumers may have to pay to cart away the rubbish produced by the monopolist. What was to be done about mass unemployment, the major cause of widespread suffering (apart from war)?
This was never specified, though he would have learned the dangers of state interference with the labour market if he had read the works of W. Hutt on collective bargaining and the strike threat or (some time later) The Case Against the Arbitration Commission by P P McGuinness. Popper came near to a breakthrough in economics in the course of appraising Marx on capitalism and the “excessive” labour supply that supposedly leads to exploitation.
He wrote in Chapter 20 of The Open Society: What is not so clear, and not explained by Marx either, is why the supply of labour should continue to exceed the demand. For if it is so profitable to ‘exploit’ labour, how is it, then, that the capitalists are not forced, by competition, to try to raise their profits by employing more labour?
In other words, why do they not compete against each other in the labour market, thereby raising the wagesIt appears that the phenomena of ‘exploitation’ which Marx observed were due, not, as he believed, to the mechanism of a perfectly competitive market, but to other factors – especially to a mixture of low productivity and imperfectly competitive markets. Low productivity and imperfectly competitive markets!
These are recognised by free traders as a consequence of inappropriate and counterproductive government intervention. Interference with the labour market has been particularly damaging and it appears that the immediate cause of mass unemployment in Australia during the Great Depression was the fact that award wages were only reduced by 10% at a time when prices had fallen by much more than that figure. One of the best kept secrets of modern history is the comfortable situation of the people who remained employed for the duration at 90% of the previous wage rate while tens of thousands had no regular income at all. This secret was leaked, not by a historian or a sociologist or even by an economist but by the novelist Jessica Anderson in Tirra Lirra By The River. As a result of Hayek’s influence Popper emphasised that state intervention should take the form of laying down clearly formulated rules, and state officials should not be empowered to issue discretionary orders to achieve particular short-term aims. He became more alert to the dangers of increasing state power, he insisted that social democratic policies should never be envisaged as a “cure-all” and he warned that socialists of good will should be alert to abuses of power that could result from increased state activity, however well meaning the original intention might be. In March 1944 he wrote to Hayek “I think I have learnt more from you than from any other living thinker, except perhaps Alfred Tarski”.
The result of all this is distressing to Hacohen. In the postwar years, Popper no longer demonstrated commitment to reformHe never disavowed piecemeal engineering, but he argued that its purpose was to decrease, not increase, state power. He also showed growing sympathy towards libertarianism, and did little to stop the conservative onslaught of the 1980s.
Hacohen cited a reference to a 1982 interview where Popper expressed some sympathy with anarchism”It was, he said, an unrealisable ideal but the closest we can get to it, the better off freedom is”. Hacohen’s statement above seems to assume that decreasing the extent of Big Government and the “nanny state” does not count as reform. Such is the gulf that has opened up between socialism and common sense. Hacohen hopes that the left can be reinvigorated by Popper’s ideas, properly understood, to regain their sense of mission, to recover from the setbacks of the Thatcher and Reagan years, take the offensive and move forward again. I have a similar hope, that the left can move forward, but in a very different direction, the direction of classical liberalism, the direction pointed by Mises and Hayek, and by Popper in his stance as a minimal state liberal. Despite this negative conclusion regarding one of Hacohen’s aims I do not want to leave the reader with an unfavourable impression of the book. It is a work of quite remarkable scholarship, well organised, clearly and vigorously written.
It will provoke debate among friends of Popper’s ideas, and perhaps among others who are less friendly. It should lead to a reconsideration of Popper’s low standing in contemporary philosophy.
It stands as a monument to Popper’s indomitable spirit and to the support of many people, not all of them adequately recognised by Popper himself, who helped him on his way. These include some members of the Vienna Circle, Karl Buhler, Robert Lammer (the diligent first reader of Logik Der Forschung), Ernst Gombrich and Colin Simkin. May they never be forgotten. I would like to dedicate this article to the memory of Keith Barley, Reader in Agronomy at the Waite Agricultural Research Institute, Adelaide, who lent me The Open Society and Its Enemies in the spring of 1968. This is now published in the paper edition of Reason and Imagination (Amazon).
R G Collingwood (1889-1943) was an English philosopher and historian who was obsessed with the rise of communism and state socialism while the sciences were making giant strides. A recurring motif in Collingwood’s later writing is the presence of sinister and destructive forces beneath the surface of civilised life. In his autobiography he sketched a theory of ‘encapsulation’ to explain the persistence of undesirable attitudes (such as the glorification of violence) despite vigorous attempts to eliminate them. He argued that attempts at censorship or repression are likely to induce in children a fascination with the ‘unacceptable’ impulses and so they survive in a particularly dangerous subconscious form. One of his central propositions concerns the overwhelming importance of Christianity as the cradle of Western civilisation. In his opinion the mainstream of Christianity provided the framework of metaphysical ideas which made possible the emergence of modern science and liberal democracy as well.
His deepest exploration of the “dark forces” occurs in An Essay on Metaphysics and especially in a chapter titled “The Propaganda of Irrationalism” on the loss of respect for the truth among academics. He was concerned with the process that he saw (some decades ago) in courses where the critical faculties of students are systematically destroyed. Contax Rts Iii Instruction Manual on this page. He first asks us to picture a civilisation where respect for truth is a powerful belief and systematic thinking is prized in intellectual and practical pursuits. Each feature of this civilisation would have characteristics derived from that prevailing habit of mind. Religion would be predominantly a worship of truthPhilosophy would be predominantly an exposition not merely of the nature of thought, action & etc.
But of scientific thought and orderly (principled, thought-out) action, with special attention to method and to the problem of establishing standards by which on reflection truth can be distinguished from falsehood. Politics would be predominantly the attempt to build up a common life by the methods of reason (free discussion, public criticism). Education would be predominantly a method for inducing habits of orderly and systematic thinking. And suppose that now within this same civilisation a movement grew up hostile to these fundamental principlesan epidemic disease: a kind of epidemic withering of belief in the importance of truth and in the obligation to think and act in a systematic and methodical way. Such an irrationalist epidemic infecting religion would turn it from a worship of truth to a worship of emotion and a cultivation of certain emotional statesInfecting politics it would substitute for the ideal of orderly thinking in that field the ideal of tangled, immediate, emotional thinking; for the idea of a political thinker as a political leader the idea of a leader focussing and personifying the mass emotions of his community. This movement of thought would need to proceed by stealth because the healthy tissues of thought would strongly resist any open attack on the springs of rationality and scientific thinking. Let a sufficient number of men whose intellectual respectability is vouched for by their academic position pay sufficient lip-service to the ideals of scientific method, and they will be allowed to teach by example whatever kind of anti-science they like, even if this involves a hardly disguised breach with all the accepted canons of scientific method.
The ease with which this can be done will be much greater if it is done in an academic society where scientific specialisation is so taken for granted that no one dare criticise the work of a man in another faculty. In that case all that is necessary to ensure immunity for the irrationalist agents is that they should put forward their propaganda under the pretence that it is itself a special science, which therefore other scientists will understand that they must not criticise. Collingwood was concerned about the impact of psychology at that time (pre-1940).
Later many other fields possibly led by sociology went down the same track to perform the function he described. An unpublished piece on the US poet, critic and scholar Yvor Winters, written circa 1985 and put into the public domain on my website in the first edition of the Revivalist series. [Winters combined the careers of poet, critic, teacher and scholar despite the resistance of superiors who tried to convince him early in life that these roles are not compatible. He insisted that literature is too important to allow its various aspects to be hacked up and distributed to different groups of specialists. In his opinion both poetry and criticism have suffered severely from the rift between poets and critics, which he attributed largely to the ‘romantic’ view of creation.
Yvor Winters (1900-1968) was one of those critics who fall between the cracks of all the theoretical compartments. In addition to his poetry he wrote a lot of criticism including numerous essays devoted to the principles of criticism although he is not a protagonist in the contemporary debate and is not mentioned in it. Even in his lifetime he was a marginal figure, sometimes lumped with the New Critics, sometimes dismissed as a simple-minded moralist.
However, his ideas have lasting interest and at the height of his powers he wrote prose of marvellous clarity and vigour. Some of his best essays stand as works of literature in their own right, something that cannot be said of very many modern works of criticism or scholarship. Winters in effect offers a three-pronged response to the deconstructionists. First, there is his robust sense of the reality of the external world, as one might expect from a man well versed in the system of St Thomas Aquinas (and also a breeder of Airedales).
He wrote in the polemic preface to In Defense of Reason: I am acquainted, for example, with the arguments which prove that the wall is not there, but if I try to step through the wall, I find that the wall is there notwithstanding the arguments. This is reminiscent of Dr Johnson’s response to Bishop Berkeley’s arguments to prove the non-existence of matter, consisting of kicking a stone ‘I refute it thus’. Second is Winters’ insistence on the impact of literature on the world and the moral responsibility that this places upon writers and critics to be clear about what they are doing and its likely effects if they are taken seriously. Third is his attention to the living presence of literature that is achieved by appropriate meter and rhythm. On the significance of literature he wrote: The power of artistic literature is real: if we consider such writers as Plato, Augustine, Dante, Shakespeare, Rousseau, Voltaire, Emerson and Hitler we must be aware that such literature has been directly and indirectly one of the greatest forces in human historyit behooves as to discover the nature of artistic literature, what it does and how it does it. It is one of the facts of life, and quite as important as atomic fission.
One of his missions in life was to combat the flight from reason and moral responsibility that he saw as a major theme in modern literature, under the influence of the idea that literature, like art in general, is a form of self-expression. He called this the Romantic theory, though under the influence of Jacques Barzun’s defence of romanticism I am not prepared to join the ranks of those who reflexively beat romantics for imagined sins, only for real ones.
The Romantic theory assumes that literature is mainly or even purely an emotional experiencethat man’s impulses are trustworthy, that the rational faculty is unreliable to the point of being dangerous or possibly evil. The Romantic theory of human nature teaches that if man will rely on his impulses, he will achieve the good life. He argued that this line of argument leads to a doctrine of automatism because it encourages people to submit themselves to whatever impulse moves them at the moment. He also noted a link between Romantic theory and the theories of determinism and relativism. This comes about because Romanticism teaches the desirability of automatism while determinism teaches that there is no way to avoid it. At this point the thrust of Winters argument converged with Popper’s work on determinism and historical inevitability in The Poverty of Historicism. At the risk of arousing mirth in progressive circles, Winters declared himself an absolutist, that is, a person who believes in the existence of absolute truths and values.
He did not suggest that he personally had access to these things, or that his own judgments were necessarily correct. However it is the duty of every man and of every society to try as far as may be to approximate to them. He suggested that our system of justice, our universities, and the practice of literary criticism itself presupposes the existence of various absolutes, despite all the arguments that are raised against this notion. As noted, Winters combined the careers of poet, critic, teacher and scholar despite resistance which he blamed on the ‘romantic’ view of creation. Under the influence of this doctrine, the critic came to be regarded as an inferior being, rather like a teacher who really should be doing something else if only he had the ability to do so.
With this low regard for critics and commentators went the idea that the poet is set apart from the common herd, divorced from the mundane problems of the world and devoted to a special kind of communication that is only accessible to equally enlightened folk. Winters would have none of that. For him, creative literature and poetry are extensions of ordinary language, perhaps distinguished by a high level of skill and precision in achieving certain effects, but not set apart on the other side of a great divide. He also detested pure theory, divorced from the practical task of crafting words into poetry. His concern with reality, rationality and morality converge in the final judgment on a poem. He believed that a work of literature “in so far as it is valuable, provides a real apprehension and communication of a particular kind of objective truth”. Poetry is the most concentrated vehicle that is available for this purpose; the poet makes his statement in such a way as to use both the descriptive meaning of words and their emotional connotations as well.
The poem is good in so far as it makes a defensible rational statement about a given human experience and at the same time communicates the emotion which ought to be motivated by rational understanding of that experience. This notion of poetry will account for both the power of poetry and for the seriousness with which the great poets have taken their art. He made much of the idea of problem solving in the craft of the poet, grappling with the linked problems of organizing intellectual, emotional and technical aspects of the work into a coherent form. The work that the poet has to put into solving these problems should make him a more effective thinker and actor in the world; similarly the effort required to understand what the poet has done should help the attentive reader in much the same way. This is why he speaks of the best poetry as “a moral success in the face of certain experiences” and he contends that the degree of greatness in the work depends on the difficulty of the experience that had to be faced, assuming that technical perfection was achieved at the same time. He suggests that the great tragic poets such as Shakespeare, Hardy and Racine convey the impression of a victory over life itself ”so much is implicated in the themes”.
Winters did valuable work on verse forms and meter to remind us that a poem is a living presence through its rhythms and its sound structure, in addition to its paraphrasable content and other rhetorical features. This effect is achieved, if it is achieved, by a happy combination of rhythm and form. Form in turn has two aspects, one the orderly arrangement and progression of thought, the other a kind of rhythm that goes beyond the stresses of the individual line to encompass the whole poem.
“The poem exists in time, the mind proceeds through it in time, and if the poet is a good one he takes advantage of this fact and makes the progression rhythmical.” In an essay on the audible reading of poetry Winters explains some of his most useful ideas about the sound structure of poetry and he suggests that modern reading habits have done great damage to our capacity to read properly or to gain an audible impression of literature when we are not reading aloud. He is especially scathing in his comment on the modern vogue of rapid reading courses; such scanning, he claims, cannot properly be called reading at all. A commentator has suggested that: Winters writes like a man who has the whole history of English and American verse (and much French as well) sounding physically in his ear. The loss of this sort of intimacy with the most fundamental mode of a poem’s existence, he warns in perfect seriousness, has brought us to the edge of a new barbarism. The inability to hear is also an inability to read: literature remains a ‘closed book’ to those who are insensitive to the living presence of what lies within. What is at stake, and the stakes are very high indeed, is the ability to recognise in a poem where and how its meaning is conducted. The Australian poet, academic and critic A D Hope published “Literature versus the Universities” after a 1958 tour of Canada, Great Britain and the United States.
He reported that the standards of scholarship and criticism were high but “I found myself getting more and more uneasy, until uneasiness in the end grew into a kind of nightmare”. Hope’s story began in the 19 th century when the study of English literature began to displace the classics from the centre of university studies in the humanities. At the beginning of the 20 th century English studies beyond the first degree were pursued by poorly paid and dedicated scholars who mostly carried on their studies for their own sake.
Everything changed in the 20 th century as the universities expanded and Hope expected to see a great deal more although rapid growth had not started in Australia in 1958. When he wrote the US had about 2.5 million students in some 2000 institutions and nearly all of those students did some English given the pattern of two or three years of general studies prior to graduate study for a profession.
That created a very large demand for English teachers and increasingly the teachers required doctorates. English ranked fifth in the number of doctoral theses produced, after Chemistry, Education, Economics and Physics.
“Universities now have a high prestige and offer high rates of pay and good chances for advancement. English, from a new and not very utilitarian subject has become a high-pressure industry.” That means the doctorate is absolutely required for appointment and Hope had some difficulty in explaining how in Australia he could be a professor and head of department without being Dr Hope.
Hence the pressure to publish or perish among graduate students and teachers as well. In the space of a generation research and scholarship shifted from a focus on the books to provide more knowledge, to provide good texts, to establish the canon of a writer’s works, and to clear up misunderstandings by historical criticism. “Now the purpose of nine-tenths of the research and criticism that goes on is to help the researcher to qualify in the great rat-race”. Turning to the material available for research by the growing army of thesis writers he suggested that there were well under a thousand English writers of even moderate literary importance between the Venerable Bede and Robert Browning to provide material for the 1710 English doctorates accepted in the US between 1940 and 1950 (not counting the ones that were written and not accepted). Looking ahead 50 years with the current growth rate he could see that some 10,000 topics for research would be required per decade and he could see that the pace was quickening so by the end of the century as many as 300,000 topics might be required. “The immense pressure to find fresh material for research and criticism has meant that the field has been ransacked to its very dregs and many writers better left forgotten have been dug up and become the subject of serious critical studies.” So we have studies of the lesser known poems of the lesser known female poets of the Xth century. He had more to say about the adverse effect of these developments on creative writers.
Whatever that may be, the consequences for scholarship of the escalation of the publish or perish regime are clear, with more and more being learned about less and less, often enough rendered even more inconsequential by the obscurantism of High Theory. To some extent the proliferation of literary theories can be seen as a response to the demand for original theses because each new theory provides an opportunity to reinterpret the old works. Moving on to economics, Mark Blaug circa the year 2000 explained how the political economy of publishing for professional recognition tended to lock mathematical formalism in place in economics. He started with the proposition that American economics dominates economics in the western. “American economics is dominated by the 4,500 new doctorates in economics who each year seek employment in 3000 institutions of higher learning.” Publishing is the key to appointment, tenure, promotion and grant money. Publications can be submitted to one of about 300 refereed journals in English, although the fast track is to publish in one of the dozen or so leading journals.
About 4000 to 5000 papers in economics are published every year. These are refereed by perhaps 200 to 300 academics at the top American universities, whose students will become the referees of papers in the next generation, papers that will of course look very much like the papers that they are now themselves writing and publishing. There is a huge incentive to meet the standards set by the leading journals because that is the way to be employed in prestigious universities where the salaries are in the order of double those earned in “academic ‘Siberia’”.
He wondered how many ambitious young academics would be prepared to ignore the fashion and do something different, instancing Akerlof’s “Market for Lemons” (turned down three times over four years before publication), Arthur’s “Computing Technologies, Increasing Returns, and Lock-In by Historical Events (rejected three times and rewritten 14 times over six years). After he wrote there is the case of the late Stanley Wong who eventually left the profession and turned to the Law, becoming a senior partner in a Toronto law firm. Whatever we may say against technique-ridden mathematically expressed modelling of economic phenomena, the fact remains that papers written in this form are easier to produce once the formula has been learned, although the initial investment costs of acquiring the technique are high and certainly easier to appraise and referee than those written in words and diagrams. Competition for research grants parallels the demands of publication for professional advancement.
The result is a constant and overwhelming demand to produce research results regardless of the aptitude or the desire of the student or the academic to do so. Not new but illuminating, a study of public policy relating to arts funding, by a really interesting person, Tyler Cowen.. The book,: The Creative Success of American Arts Funding. Princeton Uni, 2006.
Good research and scholarship can change the way we see the world. Tyler Cowen achieved this with his study of the counterproductive impact of the Marshall Plan that delivered aid to Europe after WW2. This story can be found on his web site and it might have warned the West off the disastrous aid programs to the Third World that were partly inspired by the Marshall Plan.
He has done it again in this book where his intention to steer the arts policy debate away from its previous focus on the National Endowment for the Arts. “More significant questions concern the use of our tax system to support nonprofits, creating a favourable climate for philanthropy, the legal treatment of the arts, the arts in the American university, and the evolution of copyright law. I also seek to recast the debate over direct funding of the artsA more fruitful inquiry involves what general steps a government can take to promote a wide variety of healthy and diverse funding sources for the arts.” Cowen is a professor of economics at the George Mason University (Virginia) and a daily contributor to the blog Marginal Revolution.
He has a special interest in the economics and dynamics of the arts and culture, using culture in the broad sense employed by T S Eliot to include the preparation and consumption of food. Ironically (or appropriately) the most popular page on his personal web site is his ethnic eating guide to the Northern Virginia, Washington DC and Maryland area.
He has previously challenged widespread views about the damaging influence of capitalism and mass consumer culture on the vitality and diversity of the arts. “In Praise of Commercial Culture” surveyed the last two or three centuries to show how the capitalist market economy provided a vital but underappreciated framework to support a wide range of artistic visions.
In “Creative Destruction” he pursued the same theme to argue that international free trade in goods and ideas will alter or disrupt many particular cultures but the net result will be positive. In “Good and Plenty” Cowen is looking for some middle ground between libertarians who oppose any kind of government interference in the arts and others who think that the very survival of the creative instinct depends on the generosity of governments. The book is a remarkable contribution at the conceptual level and also with the mass of information that he has assembled on the diverse forms of direct and indirect assistance that US governments have provided. He set out to bridge the gap between economic and aesthetic perspectives because neither of these approaches can stand alone as a tool for evaluating policy. He explains how the US managed to combine luck and cunning to organise arts funding in a remarkably effective way, bearing in mind that the controversial NEA program accounts for less than 1% of public support for the arts. His chapter on “Indirect Subsidies: The Genius of the American System” catalogues the many forms of indirect support (form tax breaks to the universities) that represent the overwhelming majority of public funding for arts and culture.
A chapter gives the history of direct funding, and he argues, contra received opinion, that direct funding is likely to be too conservative. The descriptive material in these two chapters conveys a surprising and counter-intuitive perception of the role of the US government in cultural affairs.
Another chapter gives a somewhat disconcerting account of the mounting challenges from cyberspace to the benefits that creators and distributors of cultural have gained from traditional copyright laws. He ends his (possibly) somewhat rose-tinted account with suggestions for improvement of the system. To get straight on the figures, he reports that donations (from both individuals and corporations) listed as tax deductions for ‘Arts, Culture and Humanities’ amounted to $30 billion in 2003. Compare this with NEA funding which peaked at $175 million in 1992. He estimates that donations of time amount to some 390,000 volunteers with a dollar value in the order of $20 billion. In contrast the French government limits tax deductions for the arts to 1% of taxable income for individuals and 0.1% for corporations.
Germany allows deductions but bureaucratic restrictions make the scheme unworkable. He noted that some foreign firms make up for the parsimony of their own governments by giving generously in the US through their US-based subsidiaries!
Cowen casts his net wide for examples of indirect support such as the Government promotion of international free trade through the General Agreement on Tariffs and Trade and the World Trade Organisation. Imported artworks are exempt from duty and until recently we are advised that the US government turned a blind eye to imports of antiques from ancient civilisations that may have been stolen or acquired in black or grey markets. Yet another form of support is the higher education system which provides a niche fo.